Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Finsbury Financial Ltd, trading as Finsbury
503294
Failed
09 April 2024
Investments
Finsbury Financial Ltd, trading as Finsbury
503294
Failed
09 April 2024
Investments
Kathryn Brown
670840
Under investigation
09 April 2024
Pensions
Kathryn Brown
670840
Under investigation
09 April 2024
Pensions
KBFS Financial Ltd
831504
Under investigation
09 April 2024
Pensions
KBFS Financial Ltd
831504
Under investigation
09 April 2024
Pensions
Pension Advice Specialists Ltd, trading as Ashworth Wealth
792927
Failed
26 March 2024
Pensions
Pension Advice Specialists Ltd, trading as Ashworth Wealth
792927
Failed
26 March 2024
Pensions
Abbey Lane Financial Associates Ltd
649170
Failed
25 March 2024
Pensions
Abbey Lane Financial Associates Ltd
649170
Failed
25 March 2024
Pensions
Aqua Financial Services Ltd, formerly Aqua IFA Ltd
228652
Failed
25 March 2024
Pensions
Aqua Financial Services Ltd, formerly Aqua IFA Ltd
228652
Failed
25 March 2024
Pensions
Fresh Financial Solutions LLP
471129
Failed
25 March 2024
Pensions, Investments
Fresh Financial Solutions LLP
471129
Failed
25 March 2024
Pensions, Investments
Strategic Investment Solutions Ltd
230902
Failed
25 March 2024
Pensions, Investments
Strategic Investment Solutions Ltd
230902
Failed
25 March 2024
Pensions, Investments
A.P. Financial Services UK Ltd, trading as Pella Associates, GW Financial Planning Services
218973
Failed
08 March 2024
Pensions
A.P. Financial Services UK Ltd, trading as Pella Associates, GW Financial Planning Services
218973
Failed
08 March 2024
Pensions
Hartley Pensions Ltd
735936
Failed
21 February 2024
Pensions
Hartley Pensions Ltd
735936
Failed
21 February 2024
Pensions
Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd
214554
Failed
13 February 2024
Pensions
Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd
214554
Failed
13 February 2024
Pensions
Sterling Green Ltd
469956
Failed
09 February 2024
Pensions, Investments
Sterling Green Ltd
469956
Failed
09 February 2024
Pensions, Investments
Abana Unipessoal Lda formerly Abana Lda
597069
Failed
08 February 2024
Pensions
Abana Unipessoal Lda formerly Abana Lda
597069
Failed
08 February 2024
Pensions
Dial4aloan Ltd
305186
Failed
06 February 2024
Home Finance, PPI Claims
Dial4aloan Ltd
305186
Failed
06 February 2024
Home Finance, PPI Claims
Smith Holdings Ltd, trading as Life Time Independent
441726
Failed
23 January 2024
Pensions
Smith Holdings Ltd, trading as Life Time Independent
441726
Failed
23 January 2024
Pensions
Niche Independent Financial Advisers Ltd
472635
Failed
17 January 2024
Pensions
Niche Independent Financial Advisers Ltd
472635
Failed
17 January 2024
Pensions
D & G Financial Services Ltd
208521
Failed
09 January 2024
Pensions, Investments
D & G Financial Services Ltd
208521
Failed
09 January 2024
Pensions, Investments
The Chambers Partnership Ltd
495472
Failed
20 December 2023
Pensions
The Chambers Partnership Ltd
495472
Failed
20 December 2023
Pensions
Houghton Edwards LLP
591926
Failed
15 December 2023
Investments
Houghton Edwards LLP
591926
Failed
15 December 2023
Investments
Rowanmoor Personal Pensions Ltd
458260
Failed
15 December 2023
Pensions
Rowanmoor Personal Pensions Ltd
458260
Failed
15 December 2023
Pensions