Pages for firms that have failed or are under investigation

Barton Hatcher Ingram Financial Management Ltd

401729

Failed

09 September 2024

Pensions

Name: Barton Hatcher Ingram Financial Management Ltd

FRN: 401729

Status: Failed

Date: 09 September 2024

Product
type(s): Pensions

Facet Investment Management Ltd

131372

Under investigation

04 September 2024

Investments

Name: Facet Investment Management Ltd

FRN: 131372

Status: Under investigation

Date: 04 September 2024

Product
type(s): Investments

Mark Peter Houlbrook trading as Thorn Investment & Pension Services

498168

Failed

28 August 2024

Pensions

Name: Mark Peter Houlbrook trading as Thorn Investment & Pension Services

FRN: 498168

Status: Failed

Date: 28 August 2024

Product
type(s): Pensions

Central Markets Investment Management Ltd

475828

Under investigation

14 August 2024

Investments

Name: Central Markets Investment Management Ltd

FRN: 475828

Status: Under investigation

Date: 14 August 2024

Product
type(s): Investments

Green Gem Financial Ltd

400488

Failed

12 August 2024

Pensions

Name: Green Gem Financial Ltd

FRN: 400488

Status: Failed

Date: 12 August 2024

Product
type(s): Pensions

Great Point Investment Ltd

606798

Under investigation

05 August 2024

Investments

Name: Great Point Investment Ltd

FRN: 606798

Status: Under investigation

Date: 05 August 2024

Product
type(s): Investments

Lonsdale Insurance Brokers Ltd

308425

Under investigation

24 July 2024

Insurance

Name: Lonsdale Insurance Brokers Ltd

FRN: 308425

Status: Under investigation

Date: 24 July 2024

Product
type(s): Insurance

London Court Ltd

146522

Under investigation

22 July 2024

Investments

Name: London Court Ltd

FRN: 146522

Status: Under investigation

Date: 22 July 2024

Product
type(s): Investments

Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd

513993

Under investigation

16 July 2024

Pensions, Investments

Name: Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd

FRN: 513993

Status: Under investigation

Date: 16 July 2024

Product
type(s): Pensions, Investments

Ozen Financial Services Ltd

670187

Failed

05 July 2024

Home Finance

Name: Ozen Financial Services Ltd

FRN: 670187

Status: Failed

Date: 05 July 2024

Product
type(s): Home Finance

J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management

791232

Failed

04 July 2024

Pensions

Name: J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management

FRN: 791232

Status: Failed

Date: 04 July 2024

Product
type(s): Pensions

Holistic Pension Transfer Specialists Ltd, trading as HPTS

747407

Failed

03 July 2024

Pensions

Name: Holistic Pension Transfer Specialists Ltd, trading as HPTS

FRN: 747407

Status: Failed

Date: 03 July 2024

Product
type(s): Pensions

MacInnes & Bottomley

121661

Failed

27 June 2024

Pensions

Name: MacInnes & Bottomley

FRN: 121661

Status: Failed

Date: 27 June 2024

Product
type(s): Pensions

Elliot Financial Services Ltd

185289

Failed

20 June 2024

Home Finance

Name: Elliot Financial Services Ltd

FRN: 185289

Status: Failed

Date: 20 June 2024

Product
type(s): Home Finance

Mackie Wealth Management Ltd

498322

Failed

20 June 2024

Investments

Name: Mackie Wealth Management Ltd

FRN: 498322

Status: Failed

Date: 20 June 2024

Product
type(s): Investments

Broadlands Partnership

402268

Failed

14 June 2024

Pensions

Name: Broadlands Partnership

FRN: 402268

Status: Failed

Date: 14 June 2024

Product
type(s): Pensions

Foreign Currency Innovations Ltd, trading as FCI Markets

616985

Under investigation

12 June 2024

Investments

Name: Foreign Currency Innovations Ltd, trading as FCI Markets

FRN: 616985

Status: Under investigation

Date: 12 June 2024

Product
type(s): Investments

Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd

791582

Failed

11 June 2024

Investments

Name: Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd

FRN: 791582

Status: Failed

Date: 11 June 2024

Product
type(s): Investments

TenetConnect Ltd

149826

Under investigation

05 June 2024

Investments

Name: TenetConnect Ltd

FRN: 149826

Status: Under investigation

Date: 05 June 2024

Product
type(s): Investments

TenetConnect Services Ltd

150643

Under investigation

05 June 2024

Investments

Name: TenetConnect Services Ltd

FRN: 150643

Status: Under investigation

Date: 05 June 2024

Product
type(s): Investments

Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Producttype(s)

Product
type(s)