Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Mark Peter Houlbrook trading as Thorn Investment & Pension Services
498168
Failed
28 August 2024
Pensions
Mark Peter Houlbrook trading as Thorn Investment & Pension Services
498168
Failed
28 August 2024
Pensions
Central Markets Investment Management Ltd
475828
Under investigation
14 August 2024
Investments
Central Markets Investment Management Ltd
475828
Under investigation
14 August 2024
Investments
Green Gem Financial Ltd
400488
Failed
12 August 2024
Pensions
Green Gem Financial Ltd
400488
Failed
12 August 2024
Pensions
Great Point Investment Ltd
606798
Under investigation
05 August 2024
Investments
Great Point Investment Ltd
606798
Under investigation
05 August 2024
Investments
Lonsdale Insurance Brokers Ltd
308425
Under investigation
24 July 2024
Insurance
Lonsdale Insurance Brokers Ltd
308425
Under investigation
24 July 2024
Insurance
London Court Ltd
146522
Under investigation
22 July 2024
Investments
London Court Ltd
146522
Under investigation
22 July 2024
Investments
Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd
513993
Under investigation
16 July 2024
Pensions, Investments
Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd
513993
Under investigation
16 July 2024
Pensions, Investments
Ozen Financial Services Ltd
670187
Failed
05 July 2024
Home Finance
Ozen Financial Services Ltd
670187
Failed
05 July 2024
Home Finance
J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management
791232
Failed
04 July 2024
Pensions
J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management
791232
Failed
04 July 2024
Pensions
Holistic Pension Transfer Specialists Ltd, trading as HPTS
747407
Failed
03 July 2024
Pensions
Holistic Pension Transfer Specialists Ltd, trading as HPTS
747407
Failed
03 July 2024
Pensions
MacInnes & Bottomley
121661
Failed
27 June 2024
Pensions
MacInnes & Bottomley
121661
Failed
27 June 2024
Pensions
Elliot Financial Services Ltd
185289
Failed
20 June 2024
Home Finance
Elliot Financial Services Ltd
185289
Failed
20 June 2024
Home Finance
Mackie Wealth Management Ltd
498322
Failed
20 June 2024
Investments
Mackie Wealth Management Ltd
498322
Failed
20 June 2024
Investments
Broadlands Partnership
402268
Failed
14 June 2024
Pensions
Broadlands Partnership
402268
Failed
14 June 2024
Pensions
Foreign Currency Innovations Ltd, trading as FCI Markets
616985
Under investigation
12 June 2024
Investments
Foreign Currency Innovations Ltd, trading as FCI Markets
616985
Under investigation
12 June 2024
Investments
Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd
791582
Failed
11 June 2024
Investments
Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd
791582
Failed
11 June 2024
Investments
TenetConnect Ltd
149826
Under investigation
05 June 2024
Investments
TenetConnect Ltd
149826
Under investigation
05 June 2024
Investments
TenetConnect Services Ltd
150643
Under investigation
05 June 2024
Investments
TenetConnect Services Ltd
150643
Under investigation
05 June 2024
Investments
Intelligent Money Ltd
219473
Under investigation
28 May 2024
Pensions
Intelligent Money Ltd
219473
Under investigation
28 May 2024
Pensions
Castle & Crystal Credit Union Ltd
213711
Failed
21 May 2024
Credit Unions
Castle & Crystal Credit Union Ltd
213711
Failed
21 May 2024
Credit Unions