Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Advanced Wealth Management Ltd
496191
Failed
22 March 2017
--
Advanced Wealth Management Ltd
496191
Failed
22 March 2017
--
Ardgowan Financial Services Ltd
459877
Failed
22 March 2017
--
Ardgowan Financial Services Ltd
459877
Failed
22 March 2017
--
BAFS Ltd
480034
Failed
22 March 2017
--
BAFS Ltd
480034
Failed
22 March 2017
--
Cavendish Financial Planning Ltd
401471
Failed
22 March 2017
--
Cavendish Financial Planning Ltd
401471
Failed
22 March 2017
--
De Havilland Financial Management
143092
Failed
22 March 2017
--
De Havilland Financial Management
143092
Failed
22 March 2017
--
Financial Page Ltd
623858
Failed
22 March 2017
--
Financial Page Ltd
623858
Failed
22 March 2017
--
Henderson Carter Associates Ltd
512016
Failed
22 March 2017
--
Henderson Carter Associates Ltd
512016
Failed
22 March 2017
--
SFIA Ltd
195657
Failed
22 March 2017
--
SFIA Ltd
195657
Failed
22 March 2017
--
Speers & Associates
401337
Failed
22 March 2017
--
Speers & Associates
401337
Failed
22 March 2017
--
Vanguard Wealth Management Ltd
570408
Failed
22 March 2017
--
Vanguard Wealth Management Ltd
570408
Failed
22 March 2017
--
West Midland Caravans Ltd
315539
Failed
22 March 2017
--
West Midland Caravans Ltd
315539
Failed
22 March 2017
--
Alan Hall, George Rainey and Robert Rhoades, formerly trading as ATA Financial Services
126023
Failed
06 March 2017
--
Alan Hall, George Rainey and Robert Rhoades, formerly trading as ATA Financial Services
126023
Failed
06 March 2017
--
Fehnert Financial Services Ltd
449819
Failed
28 February 2017
--
Fehnert Financial Services Ltd
449819
Failed
28 February 2017
--
Provincial Finance Company
310372
Failed
28 February 2017
--
Provincial Finance Company
310372
Failed
28 February 2017
--
Penfold Motors Ltd
308721
Failed
27 February 2017
--
Penfold Motors Ltd
308721
Failed
27 February 2017
--
R.R. Pandya, Esq
137201
Failed
27 February 2017
--
R.R. Pandya, Esq
137201
Failed
27 February 2017
--
Stephen Dockerty, formerly trading as Activate Financial Management
429810
Failed
27 February 2017
--
Stephen Dockerty, formerly trading as Activate Financial Management
429810
Failed
27 February 2017
--
Grahame Sharp Financial Services Ltd
413703
Failed
20 February 2017
--
Grahame Sharp Financial Services Ltd
413703
Failed
20 February 2017
--
JNF Capital Ltd
442252
Failed
20 February 2017
--
JNF Capital Ltd
442252
Failed
20 February 2017
--
Moneygate Wealth Management Ltd, formerly Beacon Asset Management Ltd
441648
Failed
20 February 2017
--
Moneygate Wealth Management Ltd, formerly Beacon Asset Management Ltd
441648
Failed
20 February 2017
--