Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Thomson Brown Financial Management Ltd, trading as Audley Asset Management
474874
Failed
12 August 2021
Pensions
Thomson Brown Financial Management Ltd, trading as Audley Asset Management
474874
Failed
12 August 2021
Pensions
Karl Jones, trading as Total Financial Solutions
565890
Failed
29 July 2021
Pensions
Karl Jones, trading as Total Financial Solutions
565890
Failed
29 July 2021
Pensions
Capital Asset Management Ltd, formerly HSJ Asset Management Ltd
503091
Failed
28 July 2021
Pensions
Capital Asset Management Ltd, formerly HSJ Asset Management Ltd
503091
Failed
28 July 2021
Pensions
TFP (Life & Pensions) Ltd, trading as Medical & Professional
229766
Failed
28 July 2021
Pensions
TFP (Life & Pensions) Ltd, trading as Medical & Professional
229766
Failed
28 July 2021
Pensions
Cardenden & Kinglassie Credit Union Ltd
213808
Failed
19 July 2021
Credit Unions
Cardenden & Kinglassie Credit Union Ltd
213808
Failed
19 July 2021
Credit Unions
Paxtons Insurances
140179
Failed
13 July 2021
Pensions
Paxtons Insurances
140179
Failed
13 July 2021
Pensions
Paradigm Financial Partners LLP
516430
Failed
12 July 2021
PPI Claims
Paradigm Financial Partners LLP
516430
Failed
12 July 2021
PPI Claims
Argent Wealth Ltd, trading as Carlton Smith Private Wealth, Orchard Financial Planners, Morley James Asset Management and Lifestyle Wealth Management
515379
Failed
07 July 2021
Pensions
Argent Wealth Ltd, trading as Carlton Smith Private Wealth, Orchard Financial Planners, Morley James Asset Management and Lifestyle Wealth Management
515379
Failed
07 July 2021
Pensions
Gateway Home Loans Ltd
475301
Failed
06 July 2021
PPI Claims
Gateway Home Loans Ltd
475301
Failed
06 July 2021
PPI Claims
Independent Financial Matters Ltd, trading as Unite Financial Services
565401
Failed
09 June 2021
Pensions
Independent Financial Matters Ltd, trading as Unite Financial Services
565401
Failed
09 June 2021
Pensions
Premiumwatch Financial Services Ltd, trading as PFS
470680
Failed
09 June 2021
Pensions
Premiumwatch Financial Services Ltd, trading as PFS
470680
Failed
09 June 2021
Pensions
Westminster Financial Planning Ltd, formerly Westminster I.F.A. Ltd
191247
Failed
09 June 2021
--
Westminster Financial Planning Ltd, formerly Westminster I.F.A. Ltd
191247
Failed
09 June 2021
--
Gefion Insurance A/S
706201
Failed
07 June 2021
Insurance
Gefion Insurance A/S
706201
Failed
07 June 2021
Insurance
MedDen Financial Services LLP
473375
Failed
27 May 2021
Pensions, Endowments, Investments
MedDen Financial Services LLP
473375
Failed
27 May 2021
Pensions, Endowments, Investments
The Heath Consulting Company Ltd, formerly C E Heath Financial Services Ltd
114688
Failed
26 May 2021
Endowments, Home Finance
The Heath Consulting Company Ltd, formerly C E Heath Financial Services Ltd
114688
Failed
26 May 2021
Endowments, Home Finance
A Campbell, trading as The Newton-Barr Partnership
145385
Failed
25 May 2021
Pensions
A Campbell, trading as The Newton-Barr Partnership
145385
Failed
25 May 2021
Pensions
Triton Insurance Brokers Limited
487601
Failed
19 May 2021
Insurance
Triton Insurance Brokers Limited
487601
Failed
19 May 2021
Insurance
Highpoint Trustees Ltd, formerly Citadel Trustees Ltd
485414
Failed
18 May 2021
Investments
Highpoint Trustees Ltd, formerly Citadel Trustees Ltd
485414
Failed
18 May 2021
Investments
IFA Home Counties Ltd
488819
Failed
17 May 2021
Pensions
IFA Home Counties Ltd
488819
Failed
17 May 2021
Pensions
Knight Wealth Management Services Ltd
466629
Failed
07 May 2021
Investments
Knight Wealth Management Services Ltd
466629
Failed
07 May 2021
Investments