Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Tramway Financial Management Ltd
752006
Failed
19 November 2021
Pensions
Tramway Financial Management Ltd
752006
Failed
19 November 2021
Pensions
West Wales Financial Services Ltd, trading as IWA Financial Solutions, and Mike Powell Mortgages
756482
Failed
19 November 2021
Pensions, Investments
West Wales Financial Services Ltd, trading as IWA Financial Solutions, and Mike Powell Mortgages
756482
Failed
19 November 2021
Pensions, Investments
Fortuna Wealth Management Ltd, previously Fidelis Wealth Management Ltd, AWG Financial Ltd
774173
Failed
08 November 2021
Pensions, Investments
Fortuna Wealth Management Ltd, previously Fidelis Wealth Management Ltd, AWG Financial Ltd
774173
Failed
08 November 2021
Pensions, Investments
Armstrong Campbell LLP
437244
Failed
01 November 2021
Pensions
Armstrong Campbell LLP
437244
Failed
01 November 2021
Pensions
Broadlands Partnership Ltd trading as Manning Gee Investments
565547
Failed
01 November 2021
Pensions
Broadlands Partnership Ltd trading as Manning Gee Investments
565547
Failed
01 November 2021
Pensions
Spires Independent Ltd, trading as Paladin, also trading as Tony Castrey Wealth Management
585453
Failed
01 November 2021
Pensions
Spires Independent Ltd, trading as Paladin, also trading as Tony Castrey Wealth Management
585453
Failed
01 November 2021
Pensions
Retirement & Pension Planning Services Ltd
542640
Failed
20 October 2021
Pensions
Retirement & Pension Planning Services Ltd
542640
Failed
20 October 2021
Pensions
Forthplus Pensions Ltd
653170
Under investigation
19 October 2021
Pensions
Forthplus Pensions Ltd
653170
Under investigation
19 October 2021
Pensions
Lifestyle Financial Consultancy Ltd
628838
Failed
12 October 2021
Pensions
Lifestyle Financial Consultancy Ltd
628838
Failed
12 October 2021
Pensions
Will Insurance Services Ltd
306782
Failed
07 October 2021
Insurance
Will Insurance Services Ltd
306782
Failed
07 October 2021
Insurance
Border Cars (Dumfries) Ltd, trading as BC Motorhomes, BCM, BM Services, Border Cars
309061
Failed
06 October 2021
PPI Claims
Border Cars (Dumfries) Ltd, trading as BC Motorhomes, BCM, BM Services, Border Cars
309061
Failed
06 October 2021
PPI Claims
Clear Capital Management LLP, trading as Clear Advice, Kalis Capital LLP
598743
Failed
29 September 2021
Pensions, Investments
Clear Capital Management LLP, trading as Clear Advice, Kalis Capital LLP
598743
Failed
29 September 2021
Pensions, Investments
David Meek Ltd, trading as David Meek Daewoo, David Meek Group, David Meek Proton
310312
Failed
29 September 2021
PPI Claims
David Meek Ltd, trading as David Meek Daewoo, David Meek Group, David Meek Proton
310312
Failed
29 September 2021
PPI Claims
Rock Financial Consultants 2002 Ltd
400096
Failed
23 September 2021
Pensions
Rock Financial Consultants 2002 Ltd
400096
Failed
23 September 2021
Pensions
Barrow & District Credit Union Ltd
582921
Failed
16 September 2021
Credit Unions
Barrow & District Credit Union Ltd
582921
Failed
16 September 2021
Credit Unions
Coniston Wealth Management Ltd, trading as Lighthouse (Coniston) Ltd
400512
Failed
06 September 2021
Pensions
Coniston Wealth Management Ltd, trading as Lighthouse (Coniston) Ltd
400512
Failed
06 September 2021
Pensions
CFP Management Ltd
571695
Failed
02 September 2021
Pensions
CFP Management Ltd
571695
Failed
02 September 2021
Pensions
J.S. Financial Advice Service Ltd
401098
Failed
02 September 2021
Pensions
J.S. Financial Advice Service Ltd
401098
Failed
02 September 2021
Pensions
AFX Markets Ltd, trading as STO, Quantic Prime, tradealot, XSecurities, eloFX
560872
Failed
24 August 2021
Investments
AFX Markets Ltd, trading as STO, Quantic Prime, tradealot, XSecurities, eloFX
560872
Failed
24 August 2021
Investments
BPI 55 Ltd, formerly Broadstone Pensions & Investments Ltd, BDO Investment Management Ltd
118291
Failed
24 August 2021
Endowments
BPI 55 Ltd, formerly Broadstone Pensions & Investments Ltd, BDO Investment Management Ltd
118291
Failed
24 August 2021
Endowments